401(k) Plan Administration Review Form
The purpose of this form is to help employers obtain a better understanding of their 401(k) plan's administration function. Please provide an evaluation of your plan's basic administration services below. Among the factors you should consider are whether all administrative services have been performed, your provider's timeliness, accuracy, responsiveness and ability to prevent, detect and correct errors. Submit this form to us for some helpful comments.
Evaluation of 401(k) Administration Services
Administration Services
Poor
Fair
Average
Good
Excellent
Unknown
Not Done
N/A
Employee Data Validation
Coverage and Eligibility
ADP/ACP Testing
Top Heavy Testing
Other Contribution Testing
Profit Sharing Contributions
Vesting
Loans and Hardship Distributions
Payments to Terminated Participants
Reporting (e.g., 5500 forms)
Name
Company's Name, Your Ttile
Phone Number
E-mail Address
Comments (include any specific administration needs of your company's 401(k) plan)