401(k) Plan Investment Review Form

The purpose of this form is to help employers obtain a better understanding of their 401(k) plan's investment function. Please provide an evaluation of your plan's basic investment services below. Submit this form to us for some helpful comments.

Evaluation of 401(k) Investment Services

Investment Services Poor Fair Average Good Excellent Unknown Not Done N/A
Investment Control
Investment Options
Investment Policy
Investment Performance
Investment Selection
Investment Monitoring
Fiduciary Protection
Investment Expenses
Participant Satisfaction
Provider Satisfaction


Company's Name, Your Title

Phone Number

E-mail Address

Comments (include any specific investment needs of your company's 401(k) plan)